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Europe’s Strategy Strained as Libya Veers Toward Civil War

Without a lasting deal on a national unity government, militias rallying around the rival factions vying for control of Libya could eventually spark a civil war. The Tobruk-based House of Representatives (HoR) and Tripoli-based General National Congress (GNC) continue to reject a United Nations-brokered, European Union-backed proposal. Any subsequent conflict could have far-reaching regional repercussions, including for EU leaders who have struggled to respond to the crisis on their doorstep.
Today, Libya is more open to the kind of violence witnessed in mid-October during a protest in Benghazi, especially given the increasing number of weapons and munitions available in the country. There is also a danger that Libya’s conflict could spill over into neighboring countries, as also happened in October when an armed group kidnapped dozens of Tunisians. Yet the real danger is that not even the HoR or GNC will command the loyalty of local armed groups, creating a recipe for a highly protracted conflict conducted by shifting alliances.
Libya’s fate has not been helped by news of the former UN special envoy to the country, Bernardino Leon—previously the EU’s representative to the crisis—being appointed to an official position in the United Arab Emirates (UAE). With the UAE openly backing the HoR, the GNC may feel betrayed and use this development for its own ends. Getting the parties back around the negotiating table will not be easy.
Both the UN and the EU see a unity government as the only plausible way to get Libya back on its feet. The country faces huge economic challenges and a number of its core public services are in poor shape. The EU is so determined to reach a deal that it has threatened to impose sanctions on key negotiators from both sides of the conflict, if an agreement is not reached. Brussels has also offered incentives in the form of close to €200 million in development and humanitarian assistance since 2011, and talk of a re-launched economic association agreement with Libya.
Brussels has a particularly strong interest in stabilizing the country. Libya is a nearby oil-rich state that is key to ensuring North Africa’s overall stability, and the EU is facing huge challenges in relation to migration and the threat of terrorism emanating from within its borders. While the majority of migratory flows into Europe this year have come from Syria, Afghanistan, and Eritrea, thousands of people are still making the treacherous journey from Libya to Italy across the Mediterranean.
The migration crisis is unlikely to end anytime soon, given that people traffickers are lowering their prices, and, with winter setting in, transit conditions could become even more deadly. Furthermore, the GNC—much like former Libyan leader Muammar Qaddafi before it—has now threatened to send more migrants to Europe’s shores if not given official recognition there.
On top of this is the continued threat from so-called Islamic State (ISIS) militants and their allies in Libya, which is a concern for the EU as well as Libya’s neighbors. According to the chief prosecutor of the International Criminal Court, ISIS is killing almost as many people in Libya than all other extremist groups combined. Given the country’s porous borders, Libya is a convenient base for ISIS to launch its regional operations, which particularly worries Egypt.
The fact that no political agreement can currently be found means that the temptation to use other, non-diplomatic tools cannot be ruled out. One suggestion among parties concerned has been the deployment of a Joint Arab Force into the country, though this remains unlikely for the time being. In its absence, Egyptian President Abdel Fattah al-Sisi recently called for NATO engagement.
While it is ostensibly recognition that military power is needed to keep ISIS at bay, the Egyptian proposal was perhaps also a criticism of Britain and France’s stabilization strategy following the NATO intervention in Libya of 2011. After Qaddafi’s ouster, and despite efforts to deploy an EU mission for humanitarian assistance in 2011, Europe established a largely ineffective civilian border assistance mission. This suffered from having to operate from Brussels and Tunisia for most of its mandate.
While any NATO engagement in Libya is also unlikely at this stage, the EU has already been developing a military response to the Libyan refugee crisis in recent months. Known as Operation Sophia, it will attempt to break up the people trafficking networks responsible for launching boats to Europe, aiming to prevent further loss of life in the Mediterranean. The naval operation has been in intelligence-gathering mode for the past few months, but is now ready to begin full deployment.
Operation Sophia is nonetheless very limited in its scope. It will do very little to address the root causes of the migration crisis or other Libyan concerns. It will not bring the two rival political factions together, and will not seek to defeat ISIS in the country—though the EU finding out that ISIS is working with trafficker groups would likely influence future strategy.
Indeed, Operation Sophia may have been launched with purely political calculations, to mask the EU’s very serious divisions over its migration policy and past inaction on Libya in general. There are usually huge debates over the use of force as a foreign policy tool within Europe. So, while the continent’s leaders have decided something must be done to break up smuggler networks, the new operation may ultimately lack the commitment to have a definitive long-term impact.
Any subsequent serious, large-scale use of force in Libya would signal that any hopes for a political settlement to the country’s larger crisis have truly been dashed. While Brussels, the UN, and others are likely to exhaust all other options first, the situation in Syria nonetheless shows that security vacuums are likely to be filled with violence and the pursuit of conflicting interests from neighboring and international parties. While strategists focused on Libya know that the use of force will likely only complicate matters in the short-term, if no political settlement is achieved—and a full-blown civil war erupts—the temptation for intervention may grow stronger.
IPI Global Observatory, 2015
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Supporting European Security and Defence with Existing EU Measures and Procedures

Focusing on the support of non-CSDP policies for CSDP measures, both in the field of crisis management and defence, this study submits that CSDP cannot effectively contribute to EU external action by itself, but only in coherence with other EU policies and instruments. The study focuses on nine different issue areas of the EU which are of particular interest in the context of CSDP: European Neighbourhood Policy, development cooperation, internal policies and financing instruments in the context of the EU’s international crisis management, as well as innovation policies, industrial policies, regional policy, trade policy and space policy in the context of the EU’s defence policy. The study builds on existing evidence of synergising effects of CSDP and other non-CSDP policies and points to the potential impact which the closer interplay of CSDP and non-CSDP policies could have. Focusing on policy adaptation as well as institutional cooperation of EU actors in each of the policy relationships, the study provides a comprehensive overview of the linkage between CSDP and each of the respective policies and draws a large set of tailor-made recommendations in the field.
In this study commissioned by the European Parliament, I contributed two chapters on “Industrial Policy after the Lisbon Treaty” and “Trade policy support for defence capabilities”.
European Parliament, 2015
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European Defence-Industrial Cooperation: From Keynes to Clausewitz

The European Union is still far from having a consolidated defence market but the European Defence Technological and Industrial Base (EDTIB) has emerged as a policy framework through which to liberalize and regulate defence markets, protect and sustain jobs and to improve the interoperability of Europe’s armed forces; all at the EU level. This article argues that a purely economic rationale for defence-industrial cooperation is being reformulated to include also questions of strategic relevance. Indeed, by charting the transition from a past policy framework called the European Defence Equipment Market (EDEM) to the EDTIB, the article examines the European Commission’s role as a key driver in this policy evolution. This article shows how the European Commission is using dual-use technologies to increase its policy relevance in the defence-industrial policy milieu, but it also reaffirms the enduring role of the member states and the importance of national interests.
Global Affairs, Vol. 1, No. 2
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‘Our Man in Brussels’. The UK and the EEAS: Ambivalence and Influence

Based on extensive empirical work by a cross-European group of researchers, this book assesses the impact of the creation of the European External Action Service (EEAS) on the national foreign policy-making processes and institutions of the EU member states. As such, the contributions cover both the involvement of the national diplomatic and foreign policy actors in shaping the outlook of the EEAS and its mission, as well as the changes (or not) it has produced for those actors of the member states. The analysis draws in theoretical frameworks from Europeanization and socialization, but also from intergovernmental frameworks of policy-making within the European Union.
An introduction by the editors outlines the issues and trends examined in the book and establishes the theoretical and methodological framework. Split into 2 sections, Part I: EEAS and national diplomacies as part of global and European structures has contributions by Richard Whitman, Rosa Balfour, Christian Lequesne, Caterina Carta and Simon Duke. Part II: National diplomacies shaping and being shaped by the EEAS is covered by Daniel Fiott, Fabien Terpan, Cornelius Adebahr, Andrea Frontini, Ignacio Molina and Alicia Sorroza, Laura C. Ferreira-Pereira, Alena Vysotskaya G. Vieira and Louise van Schaik, Grzegorz Gromadzki, Mark Rhinard, Jakob Lewander and Sara Norrevik, Sabina Kajnc Lange, Ruby Gropas and George Tzogopoulos, Vit Beneš and Kristi Raik. This book is much needed, especially in an era when the EU is trying to pull its weight in the international sphere (e.g. Syria, Iran, the Arab Spring, Chinese relations and emerging powers) but also at a time when the EU is trying to recalibrate its institutional structure in light of the current financial predicaments and questions on the democratic legitimacy of the European project.
Chapter in “The EEAS and National Foreign Ministries: Convergence or Divergence?”, Routledge, 2015 (Edited by Rosa Balfour, Caterina Carta and Kristi Rain)
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The Common Security and Defence Policy: National Perspectives

When one looks at the present state of the CSDP, “one cannot help but look on with disenchantment”, states Pierre Vimont in his foreword to this collective Egmont Paper, edited by Daniel Fiott. And yet: from the essays assembled here, one cannot but conclude that European defence is not only indispensable, but possible.
Egmont Institute, 2015, No. 79
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The Diplomatic Role of the European Parliament’s Parliamentary Groups

The political groups of the European Parliament (EP) play a diplomatic role in terms of the EP’s legislative powers, their rhetorical role in European Union (EU) foreign policy, and through direct diplomatic action in third countries. It is therefore surprising to observe that the parliamentary diplomacy of the political groups – conceived as diplomatic activities that are conducted by parliamentarians – is an under-researched area of study on parliamentary diplomacy and the EU’s Common Foreign and Security Policy (CFSP). This paper therefore seeks to better understand the diplomatic role of the EP’s political groups. To this end, this paper seeks to answer two over-arching questions: first, what diplomatic role/s do the political groups play in the parliamentary diplomacy of the Parliament? Second, what overall impact do these diplomatic role/s have on the EU’s CFSP? Based on these questions, this paper provides an analysis of the weaknesses and strengths of the political groups when engaged in diplomacy, and it outlines the benefits and drawbacks of having the political groups engage in international affairs.
Swedish Institute for European Policy Studies, 2015, No. 3
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The European Commission and the European Defence Agency: A Case of Rivalry?

This article analyzes relations between the European Commission and the European Defence Agency (EDA) as they relate to European defence-industrial co-operation. To undertake the analysis, the article departs from a strictly intergovernmental-supranational study of institutional relations by building upon the concept of ‘mandate overlap’. Additionally, the focus is on the constitutive policy approach of each institution. The EDA’s approach is characterized as ad hoc and project-based in nature, and the European Commission’s approach is structural and market-based. Once the two approaches are delineated, the article then investigates whether either of the bodies has deviated from their respective mandates over a period beginning in 1996 and ending in 2013. On this basis, the conclusion is that there is evidence of rivalry between the two bodies, especially when European Union Member States decide to use either entity to secure their interests.
Journal of Common Market Studies, 2015, Vol. 53, No. 5
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Autonomy without Autarky: An EU ‘Roadmap’ for Security of Supply

The disruption of the defence supply chain and the inability to replace or reproduce equipment: a nightmarish prospect for any military planner. To allay such fears, states have, whenever possible, sought to lower dependence on third-country suppliers by favouring national industry. Yet complete autarky is impossible to achieve in today’s globalised defence market. Consider, for example, the fact that British defence firm BAE Systems sources its components and services from over 20,000 suppliers across the world on an annual basis.
The globalisation of defence markets, technological change and rising costs of equipment mean that self-sufficiency comes at a high price. Maintaining a predominately national supplier base may also be risky from a strategic perspective, as this could significantly reduce the pool of technologies and capabilities available to military planners. In many cases, the most effective equipment can be found in third countries. Therefore, autarky does not automatically equal greater autonomy.
EUISS Policy Brief, 2014, No. 43
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Kissinger on World Order

Kissinger’s first book was essentially a study of the corrupting effect of revolution on world – or, more specifically, European – order. Kissinger’s (thinly masked) parallel between Napoleon and Hitler made the point that revolutionary powers – defined as those states that seek to overturn the established global order – were intrinsically threatening to world peace. It was up to the reader to make the link between Napoleon, Hitler and the growing power (at the time of writing) of the Soviet Union. Revolutions, wherever they arose, needed to be eradicated or, at best, contained.
A World Restored sought to offer diplomats and statesmen of Kissinger’s era a policy with which to deal with ‘revolution’. Kissinger wrote largely through the voice of Prince Klemens von Metternich, even though he refuses to see the Austrian as an antecedent version of himself. Metternich’s conduct of diplomacy – largely supported by the British Viscount Castlereagh – rested on a simple equation: world order is maintained by ensuring that overwhelming power is ready to combat any revolutionary movement that threatens the system as a whole. This naturally implied that alliances would be formed on an ad hoc basis to crush threats to the system. The sanctity of the system itself was more important than sectional or national interests, even though the national interest was supposedly guaranteed through the maintenance of the system as a whole.
Revolution held a particularly important place in Kissinger’s thinking. Critics have suggested that Metternich was more interested in maintaining the monarchical system in Europe (and his personal place at the heart of this system) at the expense of the popular aspirations of certain European peoples. Many people tend to forget that Kissinger experienced revolution as a young man; he fled Nazi Germany as a young refugee after seeing his hometown razed to the ground. Metternich provided a mechanism to contain these types of revolutionary movements and lauded the ‘hundred year peace’ that had been established by the 19th century balance of power. It was a mechanistic system but it had brought many people in Europe peace and economic growth, at least until the balance ended in 1914 with world war.
Diplomacy
Kissinger’s second major book on world order was Diplomacy, a work published in the aftermath of the Cold War. Here, Kissinger was obviously keen to understand what an abundance of American power would mean for world order. Given the United States’ triumph over communism, the temptation to forge a world order based on American values and interests was strong. Again, Kissinger was keen to draw parallels between the contemporaneous world order and the 18th and 19th centuries. As he explained, ‘[t]he absence of both an overriding ideological or strategic threat frees nations to pursue foreign policies based increasingly on their immediate national interest […] order will have to emerge much as it did in past centuries from a reconciliation and balancing of competing national interests’ (p. 805).
In Kissinger’s mind, this was an important feature of the post-Cold War world. He was now less afraid of revolutionary powers having the ambition or capacity to overthrow the system, mainly because of the superpower status of the United States. More worrying was the tendency of other states to take American power for granted or to be aggrieved by it to the point of accruing their own power, in pursuit of their own national interests, without due regard for the system’s stability. From one perspective, this could be seen as Kissinger’s way of saying that, as the global superpower, America’s will would be done. Alternatively, one can take seriously Kissinger’s point that it is systemic breakdown – regardless of who runs the system – that must be avoided at all costs.
Diplomacy ’s main aim, however, was to counsel against the abuse of US power in the post-Cold War era. This is why Kissinger was keen to press the point that world order is not a static phenomenon or an end goal in international relations. His advice to American leaders was not to revel in America’s preponderance of power or to seek to forge a world order based on American values and interests. Instead, he wanted American leaders to use the power they had to deal with future changes to world order. When one considers the gradual ascent of China, Russia’s recent behavior and the folly of war in Iraq, Kissinger’s advice seems sensible. In other words, Kissinger feared that the irresponsible exercise of American power could jeopardise the very system it controlled. He believed that while American values were to be celebrated, changing the international system to reflect those values would have to be incremental.
World Order
In light of the two others discussed above, Kissinger’s latest book is intriguing. Its themes, especially salient towards the end, are the role of technology and the challenge of globalisation. While these themes are not new to Kissinger, their complexity challenges his earlier tendency to use historical generalisations to craft contemporary policy. In a sense this should not surprise the reader. The pace of technological change and the extent of globalisation have increased significantly since the publication of A World Restored in the mid-1950s. This is not to say that Kissinger has given up on history lessons, as his book still refers to the Peace of Westphalia, the Congress of Vienna and the Ottoman Empire.
Rather, Kissinger now appears to have less faith in historical precedents than he once did – even if he remains a master of international history. In the final paragraph of World Order, Kissinger writes: ‘Long ago, in youth, I was brash enough to think myself able to pronounce on ‘The Meaning of History.’ I now know that history’s meaning is a matter to be discovered, not declared’ (p. 374). He even summons the spirit of Heraclitus to announce that history is like a river into which ‘you cannot step twice’. What is one to make of this conclusion?
In one sense it strengthens his argument that world order cannot be sustained by power alone, for order also requires legitimacy. In this sense, he is perhaps ready to accept that Metternich’s system of order had to eventually fall away because it was not popularly seen as legitimate in a majority of nation-states. For Kissinger, the central point statesmen must recognize is that world order requires legitimacy, but that legitimacy is increasingly difficult to define. World Order is a book that still celebrates the unique American experience and Kissinger still extols the virtues of US internationalism, yet it also grapples with the difficulties of multipolarity. Kissinger recognises that the present system is not aimed at containing revolution, nor is it necessarily just about national interests. Instead, Kissinger describes the coming world order as one of regional powers interacting with one another in order to find a mutually agreed-upon definition of legitimacy.
Kissinger still sees the ‘West’ as the most important region in the world, although he lambasts Europeans for being overly committed to values without necessarily having any power. Europe obviously features rather prominently in Kissinger’s works. In Diplomacy, for example, he makes the familiar comment that the European Union represents a response to the relative decline of individual European states. Back in 1994, Kissinger observed that the twin problem for Europe was that the project of unification was absorbing too much energy, and that the European Union (EU) did not have an automatic blueprint for how to act on the international scene (p. 24).
The EU features even more prominently in World Order. Kissinger begins on page twelve by asking an uncomfortable question: the EU was supposed to transcend power politics, but do the present ‘internal struggles of the European Union [not] affirm’ the continued existence of a balance of power in Europe? For Kissinger the EU is less a post-modern project and more a potential competitor to the United States in a Westphalian global balance of power. On this view Europe potentially returns to its global prominence but ‘this time as a regional, not a national, power, as a new unit in a now global version of the Westphalian system’ (p. 92). What prevents the EU from fulfilling the global role outlined by Kissinger?
Mainly, and this is perhaps where Kissinger falls in line with federalists, the EU’s occupation of a ‘no mans land’ somewhere between, on the one hand, national sovereignty, and on the other, regional autonomy. Kissinger assumes there can be no return to national sovereignty, but he is equally aware that any regional unification will have the mammoth task of ensuring legitimacy. As Kissinger himself asks, ‘[how] much unity does Europe need, and how much diversity can it endure? […] how much diversity must Europe preserve to achieve a meaningful unity?’ (p. 93). Even more important for Kissinger is the EU’s overall direction, however. Is the EU Western, is it neutral or is it more inclined to cultivate its regional relationships?
Indeed, for Kissinger the real question for statesmen in Europe and the broader West, once they have acknowledged that we do not still live in a Western dominated world order, is how to ensure equilibrium between regions and ultimately the overall stability of the system. Equilibrium does not just refer to power, as the real issue for Kissinger is that the legitimacy of world order will necessarily be an accommodation of different value systems. This is not to say that Kissinger has abandoned the promise of the Western system, as he himself states that he hopes world order will come to be characterised by ‘states affirming individual dignity and participatory governance, and cooperating internationally in accordance with agreed-upon rules’ (p. 372).
From another perspective Kissinger’s conclusion may be a final personal statement. The keen reader of references will notice that in the final footnote (see p. 403) Kissinger cites his own undergraduate thesis, entitled ‘The Meaning of History: Reflections on Spengler, Toynbee and Kant’, which he wrote at Harvard in 1950. He has thus come full circle on his life of academic writing. In this respect one can perhaps discern two points about World Order. The first is that even after a life of writing and diplomacy, Kissinger is still not sure if he has the ultimate answer about international politics. The second point is that perhaps, after a life in the global spotlight, Kissinger wants us to assess the decisions he took while in office in light of their overall, historically contextualised, impact, rather than by the historical prejudices of the present period. This second point will not please Kissinger’s critics but it will no doubt ensure that Kissinger – perhaps like Metternich – remains the focus of study for political science and international relations students for decades, if not centuries, to come.
European Statecraft, 2014 – By Daniel Fiott
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The Three Effects of Dual-Use: Firms, Capabilities and Governance

It is easy to overlook the fact that many of the products and technologies we use on a daily basis – and now take for granted – have their origins in the defence sector. GPS navigation units, the internet, touch screens, digital cameras, and even microwaves, were all, in one way or another, invented and developed in the defence field and paid for out of defence budgets. The reverse is also true, however, with a number of commercially designed products and technologies now being employed in the realm of security and defence. The term ‘dual-use’ has since emerged as a label which reflects these increasingly blurred lines. At a policymaking level, dual-use is seen as a means to address general decreases in defence expenditure across the European continent, market fragmentation, rising technology costs and fierce international competition. The hard truth is that Europeans are finding it increasingly difficult to sustain investment in the defence sector. Eurostat, for example, calculates that the EU28 allocated only 5.11% of their total research and development (R&D) budgets to defence in 2012. Additionally, ASD Europe estimates that out of the total €128 billion worth of sales in the aeronautics sector, only €46 billion was generated by military-related projects. For those firms with both defence and commercial arms, commercial R&D and sales are therefore increasingly essential to their competitiveness.
EUISS Policy Brief, 2014, No. 21