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A Clash of Concepts?Making Sense of ‘European Sovereignty’ and ‘Strategic Autonomy’
Strategic autonomy has become the buzzword of the European policy scene in recent years, with a slew of reports and policy proposals dedicated to the subject, and high-level support among European leaders. But big questions remain about what the concept actually means and what its implications are for Europe and the EU. Drawing on contributions to a recent high-level workshop as well as the five briefings contained in this volume, this report seeks to make the case for moving ‘beyond autonomy’ in five key respects – conceptually, thematically, geographically, temporally, and politically. Only by doing this are we able to move the debate on autonomy forward and highlight a number of key debates and issues on which greater attention from policymakers is needed.
LSE Ideas and the Friedrich Neumann Stiftung, 2022
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The Failure of the EU’s Mediterranean Policies
Abstract
‘Thank you. This is Miranda Marluppi from Euro Diretta. At the start of the decade the Commission used its “EU Beach Clean-Up” initiative to sell us idyllic pictures of the Med- iterranean Sea, but today — in 2027 — the “Med is Dead”. What is the EU doing to save the Mediterranean Sea?’. There was no satis- factory answer to this question. Not least be- cause the assumption that EU policies such as the European Green Deal would help reduce overfishing, pollution and emissions in the Mediterranean had been wrong. Instead, from 2022 waves of protest by fishermen and coastal communities broke out across the Mediterranean. Port blockades and the dumping of dead fish on the streets of Brussels’ European district became the norm.
‘We are doing everything we can to manage the marine environment in the Mediterranean Sea. We are deeply concerned about the ongoing environmental effects of the 2026 oil spill, the persistent skirmishes between fishing fleets and the higher levels of irregular
migration to Europe. However, we are on track to manage the marine economy, work with non-EU partners and mitigate the effects of climate change’, proclaimed the Commission spokesperson. These words were of little comfort to the almost 2 million people that had been employed in the blue economy in the EU’s Mediterranean Member States (1). Combined with other climate-related stresses, the ‘dead fish’ phenomenon had also taken its toll on tourism in the Mediterranean.
There was strong disagreement between policymakers as to what was negatively affecting fish stocks. ‘I am certain it is linked to the marine oil spill that occurred after the Bouri offshore rig disaster near Libya’, said one official during a crisis meeting. ‘I know that pollution and over-fishing have long been problems in the Mediterranean, but how can we ignore the fact that over 128 million litres of oil were released into the sea over a 70-day period after the Bouri disaster? An oil spill the size of Poland? It’s our very own Deep Horizon!’, he continued. ‘Exactly’, agreed another official, ‘had it not been for the Bouri oil disaster our Green Deal would have changed…
Chaillot Paper, EUISS, 2022, No. 172
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Der Weg zu einem souveränen Europa
Vor mehr als vier Jahren hielt der französische Präsident Emmanuel Macron an der Pariser Sorbonne eine Rede mit dem Titel „Initiative für Europa“. Sie führte das Konzept der europäischen Souveränität ein – damals noch ein kühner Vorschlag, heute eine weit verbreitete Vorstellung. 2020 nannte EU-Ratspräsident Charles Michel das Erreichen echter europäischer Souveränität „die Aufgabe unserer Generation“. Kommissionspräsidentin Ursula von der Leyen nutzte ihre Rede zur Lage der Europäischen Union 2021, um Europas technologische Souveränität zu fordern. Dieselbe Forderung erhoben die deutsche, estnische, finnische und dänische Regierung: Investitionen in die digitale Souveränität. Und auch der Koalitionsvertrag der neuen Ampelregierung sieht mehr strategische Souveränität für Europa als wichtiges Ziel.
Internationale Politik, 2022
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Strategic Compass: New Bearings for EU Security and Defence?
Abstract
Over the past twenty years the European Union has enhanced its role as a security and defence actor. However, in a rapidly changing geopolitical environment, the Union faces new threats and security challenges and this calls for a unified, robust and far-reaching approach from the bloc and its Member States.
The Strategic Compass, to be adopted in March 2022, will look to the 2025-2030 time horizon and propose strengthened security and defence measures in the areas of crisis management, resilience, capability development and partnerships. A first draft of the Compass was unveiled to EU defence ministers in mid-November 2021, but there are still months of political negotiation ahead on the precise content and framing of the text.
This Chaillot Paper seeks to inform the remaining months of negotiation on the Strategic Compass up to its approval in March 2022. It does so by offering numerous recommendations and policy considerations, combining the insights of eleven expert contributors and the results of an EUISS questionnaire responded to by over 70 individuals representing government-affiliated research institutions, international organisations, think tanks and universities.
Chaillot Paper, EU Institute for Security Studies, No. 171 (written with Isabel Ferreira Nunes, Bastian Giegerich, Justyna Gotkowska, Volker Jacoby, Elena Lazarou, Alessandro Marrone, Jean-Pierre Maulny, Kristi Raik and Teija Tiilikainen)
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Promoting Technological Sovereignty and Innovation: Emerging and Disruptive Technologies
Emerging and disruptive technologies (EDT) transcend the four-basket logic of the EU Strategic Compass as they touch on aspects of all issue areas. To break down this complex topic, the workshop was based on two input papers that focused on aspects of sovereignty and innovation. While the discussion cannot and should not be held exclusively in relation to the security and defense realm, participants were encouraged to highlight initiatives relevant for the scope of the Strategic Compass process.
I contributed a workshop report on technology, German Council for Foreign Relations, 2021
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Towards a Strategic Compass for the EU
The European Union has made tangible steps forward in security and defence in recent years. he EU Global Strategy put in place a new strategic rationale for the EU and it stressed the importance for member states to invest in security and defence in order to better respond to a more hostile world. All around Europe are crises. Russia’s actions in Eastern Europe, Turkey’s destabilising efforts in the Eastern Mediterranean, the Syria and Libya conflicts, the insecurity in the Sahel, and violent piracy in the Gulf of Guinea are all worrying developments. In particular, the Mediterranean is the location for growing geopolitical concerns. Clearly, the EU is not living in the “secure, prosperous and free” world so confidently proclaimed in the 2003 European Security Strategy.
A contribution to SHADE MED 2021, 2021
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Yearbook of European Security, 2021
Abstract
The 2021 Yearbook of European Security provides an overview of events in 2020 that were significant for European security and it charts major developments in the EU’s external action and security and defence policy. The 2021 Yearbook of European Security contains region- and issue-specific sections, timelines of key events, lists of core EU documents, excerpts of relevant EUISS publications and an index.
This year, the book contains a specific section on the EU’s multilateral efforts and response to the Covid-19 pandemic. The health crisis also features prominently in the geographical sections of the book, together with visuals illustrating the impact of the crisis in specific countries and regions.
EUISS Book, 2022 (written with Marco Zeiss)
Click here to order a hard copy.
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What Scope for EU-US Defence Industrial Cooperation in the 2020s?
The election of Joseph Biden as President of the United States has led to talk of a reset in the transatlantic relationship. This is the dawn of a new era where the US are more involved in NATO, the Europeans are more involved in their security with projects such as PeSCo or the European Defence Fund which aim to develop their military capacity in a collective manner. At the same time, the European Union is starting to show signs of openness such as allowing third countries to join PeSCo, or the perspective of an agreement between the European Defence Agency and the US.
The question was thus to figure how the US and the EU countries could improve their defence cooperation in a climate favourable to transatlantic rapprochement.
This policy paper will first make an assessment of the transatlantic cooperation since the early 1960s. From the F-16 to the F-35, including the MLRS or the MIDS-LVT, these projects teach us valuable lessons, especially as the regulatory and economic political frameworks in which they took place have barely changed since the early 60’s. Technology however made a leap forward. It has become an integration factor, because of digitalisation, but an increased integration of arms systems can be restrained by an inappropriate regulatory framework.
At this level, several factors appear which interfere with the cooperation between the US and the EU: no reciprocity in the opening of the American market and of the European markets, the fragmentation of the European DTIB and of the European markets whereas the American market is unified, the American legislation on export control based on the principle of the extraterritoriality of the American law which prevents any level playing field for technology transfer and arms export.
Efforts will have to be made to lift those barriers so as to favour a renewed transatlantic cooperation wanted by everyone on both sides of the Atlantic, but it will also be important to consider the lessons learned from the past telling us which projects can be set in a transatlantic framework as well as those that should be avoided because of the lack of interest towards them from both sides.
ARES Group Policy Paper, 2021, No. 70 (written with Jean-Pierre Maulny)
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Knowledge is Power? Technology and Innovation in the Indo-Pacific
Abstract
Ever since the 1970s, the Indo-Pacific region has steadily become home to increasing levels of technological output, innovation, and people. During this period China’s economic opening, the United States’ technological dominance, and the broader processes of generalised economic globalisation have contributed to the formation of high-tech global value chains. The technological rise of the Indo-Pacific comes with challenges such as resource security of supply, global regulation, surveillance and fundamental freedoms, and the China-US rivalry. As it charts its own strategy in the Indo-Pacific, all of these issues are of relevance to the European Union. This policy brief analyses the technological and innovation trends underway in the Indo-Pacific out to 2030. It does so with the aim of informing the EU’s own approach to technology and innovation partnerships in the Indo-Pacific region. The contribution looks at three trends: (1) technology and innovation investments; (2) high-technology exports; and (3) patents, intellectual property rights, and regulation.
CSDS Policy Brief, 2021, No. 18
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European Defence and the Demands of Strategic Autonomy
Fundamental changes in the international system are calling into question the EU’s understanding of itself as a security and defence actor. Challenges such as the rise of China, Russia’s hybrid tactics, questions about the long-term durability of the transatlantic relationship, the risk that terrorist groups may seek to fill strategic vacuums, threats to the global commons and maritime routes, the COVID-19 pandemic, and climate change are driving debates on European Union (EU) security and defence. What is more, these threats and challenges are gradually becoming the yardstick against which EU strategic autonomy is being measured. The EU no longer inhabits the prosperous, secure or free world that it referred to in the 2003 Security Strategy. The 2016 EU Global Strategy made clear that the Union needs to invest greater energy into protecting Europe and its citizens. More recently, in November 2020, the EU conducted its first-ever classified intelligence-led threat analysis for security and defence. It painted a bleak picture for the Union over the next 5-10 years. The forthcoming ‘Strategic Compass’ is to serve as a pathfinder for a response to these challenges and threats by rejuvenating the EU’s approach to crisis management, resilience, capabilities and partnerships.
Yet there is a disconnect between the threats facing the EU, the will that exists for political action, and the required capacities. Consequently, critics of the concept of strategic autonomy point to the mismatch between rhetorical ambition and the reality of (in)action. This contribution to the forum briefly probes this problem and argues that it will not be any easier for the EU to provide for its security and defence after the Strategic Compass is delivered for two reasons: first, the original interpretation of crisis management is over; and second, the Union will over time have to assume more of a role for its own territorial security. Strategic autonomy will be forged in the Union’s response to these dual concerns.
Managing the crises of the future
For more than twenty years, the EU has defined success in security and defence as an ability to autonomously undertake crisis management and capacity-building missions and operations. In a basic sense, it has achieved this goal as it has deployed over 30 civilian and military missions and operations to regions such as the Sahel, the Horn of Africa and the Western Balkans. However, for all of this success, there are questions about the EU’s ability to comprehensively undertake and lead on military operations. The Union was absent from Libya and Syria, even though these conflicts were the type of operations the EU should have been able to conduct. What is more, even when European states did conduct air operations in Libya in 2011 they struggled: Europeans were responsible for 90% of all air-strike sorties, but the Americans contributed 85% of the fuel and intelligence, surveillance, and reconnaissance (ISR) capabilities required.[1] Beyond military operations, the EU will increasingly face risks when engaged with military capacity-building as adversaries could be better equipped and third states such as Russia or China could offer more attractive equipment packages to partner states.
It is worth asking whether the EU would be better prepared for a Libya-style campaign today than it was a decade ago. Most contemporary crisis management concepts are emerging in response to the geopolitical realities of the day. Consider how Russia is embedded in Syria and Libya. Observe how Turkey’s hostile actions in the Eastern Mediterranean are increasingly bound up with its interests in Libya. See how China, with its naval foothold in Djibouti, has also conducted live exercises in the Mediterranean. If the EU has struggled to militarily assert itself in the permissive environments that characterised the turn of the millennium, then there are legitimate questions about whether it can realistically cope in less permissive operational theatres characterized by the presence of great powers, continued asymmetric pressures (such as terrorism), sophisticated technology, hybrid threats (including cyber-attacks and disinformation campaigns) and structural risks (most notably climate change).
Protecting Europe
The EU has stated that it should be prepared to protect Europe. EU Treaties establish the political foundation for territorial defence, as the Mutual Assistance and Solidarity Clauses stress that the Union and its member states should come to the assistance of other member states that are subject to terrorist attacks or man-made and natural disasters on their territories. For reasons related to nuclear and conventional defence, most EU member states that are part of NATO stress Article 5 of the Washington Treaty as the bedrock of their collective defence. However, the EU’s own provisions are particularly important for those EU member states that are not in NATO. In reality, even NATO-EU members can see merit in activating both the Alliance and the Union in times of crisis. Yet, what the protection of the EU means in practice remains unclear, especially when it comes to potential military support.
For the foreseeable future, the Union will not focus on nuclear deterrence or confront Russia militarily. In any case, there is a wider debate about whether European allies of NATO can deter Moscow without American support. Some scholars argue that Europe has ‘sufficient force structure in terms of brigades and squadrons to do so.[2] Others believe that self-sufficiency in defence is a mirage that would require rapid investments amounting up to US$357 billion[3] and the development of integrated command structures and relevant C4ISR capacities.[4] However far apart EU members and European NATO allies are when it comes to this debate, it is perhaps noteworthy that the defence projects being developed under the European Defence Fund and Permanent Structured Cooperation (including unmanned ground systems, electronic attack capabilities and stealth technologies) seek to boost Europe’s deterrence and military edge.
In search of credibility
The EU’s ability to manage crises and to protect Europe will face significant challenges – in a more geopolitically hostile world, this much is clear. The question is how to remedy the situation. Some of the answers are staring EU governments directly in the face, and have been for years: 1) there is a need for more defence spending to sustain an expansion and modernisation of armed forces; 2) the EU needs to get better at mobilizing the political will to utilise the military before adversaries do so in zones of interest for the Union; and 3) there is a need to dedicate more armed forces for EU missions and operations, as well as to put in place an effective and robust command and control structure. We do not need the Strategic Compass to instinctively understand these challenges, but what if EU member states do not respond to them?
Short of these three factors, the EU can still re-conceptualise how it conducts crisis management and capacity building, and it can provide clearer guidance for what the protection of Europe means in practice from the perspective of security and defence. Here, geographical proximity and intensity should be the watchwords of EU engagement – the Union should be able to respond alone to crises that stand a chance of spreading into the EU and that close partners have no interest in conducting themselves. This means re-ordering how the EU rapidly deploys technologically advanced forces and capabilities to zones of interest. Additionally, the EU needs to prepare for how land conflicts will interact with the space, maritime, air and cyber domains. In this regard, force packages need to be better integrated through mechanisms such as PESCO to provide the EU with the military capacities required to protect logistics and supply lines, deter action by third powers, and penetrate anti-access-area denial bubbles.
When it comes to protecting Europe, the first task will be fulfilling existing projects such as military mobility. In addition, there needs to be an expanded vision for critical infrastructure protection, critical supply security and border management. A direct military response will not always be required, but there is a need to have integrated planning between European Commission services, the EU Military Staff and the European External Action Service. What is more, the EU can focus its operational response on territorial security in the short term by rapidly investing in cyber defence and hybrid capacities and response teams. There is a need to strategise about how the EU can proactively respond to hybrid threats; for example, this could involve significantly boosting the resources and size of the EU’s Hybrid Fusion Cell while better linking it to NATO structures.
The EU’s response to the disconnect highlighted at the start of this essay should be ambitious but gradual. Past failures and modest successes will cast a shadow over the Strategic Compass process. By March 2022, when the Compass is delivered, the EU should have a clearer understanding of the military and in what ways it could consider employing it in a more dangerous world. Once the Compass is delivered, there should not be any need for further reflection for the next few years – political action, investments and operational credibility will be the only measures of success.
The Hague Centre for Strategic Studies, 2021